Mr. Maurer was named Chief Compliance Officer in April 2022, overseeing the Firm's activities. Mr. Maurer joined Andrew Garrett, Inc. in 2002 and has had numerous compliance roles, including branch and regional management, R.I.A. supervision, and communicating with S.E.C., FINRA and State regulators. Mr. Maurer holds Series 4, 7, 24, 63, and 65, as well as an insurance license for Life, Accident & Health.