Andrew G. Sycoff

Founder and CEO

James R. Mitchell

Chief Administrative Officer

Shimon D. Rapps

Head of Investment Banking

James Fraschilla

Head of Syndicate

Robert Schaffer

Chief Compliance Officer

Mariano Henin, CFP®

Head of Financial Planning

Guy G. Clemente

Head of Institutional Sales

Jordan Cooper

V.P.of Institutional Services

Richard Watter

V.P. of Fixed Income

Jannelle Cannizzaro-Fong

Financial and Operations Principal