Andrew G. Sycoff

Founder and CEO

Shimon D. Rapps

Head of Investment Banking

Mariano Henin, CFP®

Head of Financial Planning

James Fraschilla

Head of Syndicate

Richard Watter

V.P. of Fixed Income

James R. Mitchell

Chief Administrative Officer

Mark H. Maurer

Chief Compliance Officer

Guy G. Clemente

Head of Institutional Sales

Jordan Cooper

V.P.of Institutional Services

Jannelle Cannizzaro-Fong

Financial and Operations Principal